Compliance
Our Commitment to Compliance
We are committed to upholding the highest ethical standards and complying with all applicable laws and regulations. Our core values are grounded in doing the right thing and acting responsibly. It’s critical to our mission, helping us earn the trust of our customers and the stakeholders we partner with to get the job done. It’s also essential to building sustainable success for our business and industry. That’s why we have an entire Compliance team. They are dedicated to ensuring company policies comply with existing law, and monitoring state and federal regulation that impacts small business financing.
Industry Legislation
Some states, like Virginia, California, Utah, New York, Florida, Georgia, Kansas, Connecticut, Missouri and Louisiana have chosen to pass legislation requiring commercial financing providers to disclose certain information to customers, and other states are considering similar laws. We are actively involved in these discussions and closely monitoring any legislation that could affect our customers and Independent Sales Organizations (ISOs), so we can help them navigate any changes to how they work with us.
Learn more about the impact of new laws on our business.
Related Information
There’s a lot of information out there about the regulation of the commercial financing industry. While this isn’t our content, we’ve collected some of it here to make it easier to sift through.
See legislation and regulation-related info, which might be helpful for small business financing customers and the ISOs who work with them.
Product Education
Revenue-based financing is a lesser known financial product, but it’s a great choice for some businesses. That’s why we’re providing an entire website dedicated to educating a range of audiences – small business owners, partners, and policy makers – about revenue-based financing. This resource, www.whatisrevenuebasedfinancing.com, intends to drive awareness in the small business community and offer balanced, non-promotional information about this financing option.